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Financial Services and Markets Act 2000(中英文对照) |
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Financial Services and Markets Act 2000 英国2000年金融服务与市场法
ARRANGEMENT OF SECTIONS Section PART XVII COLLECTIVE INVESTMENT SCHEMES CHAPTER I INTERPRETATION 235. Collective investment schemes. 236. Open-ended investment companies. 237. Other definitions. CHAPTER II RESTRICTIONS ON PROMOTION 238. Restrictions on promotion. 239. Single property schemes. 240. Restriction on approval of promotion. 241. Actions for damages. CHAPTER III AUTHORISED UNIT TRUST SCHEMES Applications for authorisation 242. Applications for authorisation of unit trust schemes. 243. Authorisation orders. 244. Determination of applications. Applications refused 245. Procedure when refusing an application. Certificates 246. Certificates. Rules 247. Trust scheme rules. 248. Scheme particulars rules. 249. Disqualification of auditor for breach of trust scheme rules. 250. Modification or waiver of rules. Alterations 251. Alteration of schemes and changes of manager or trustee. 252. Procedure when refusing approval of change of manager or trustee. Exclusion clauses 253. Avoidance of exclusion clauses. Ending of authorisation 254. Revocation of authorisation order otherwise than by consent. 255. Procedure. 256. Requests for revocation of authorisation order. Powers of intervention 257. Directions. 258. Applications to the court. 259. Procedure on giving directions under section 257 and varying them on Authority’s own initiative. 260. Procedure: refusal to revoke or vary direction. 261. Procedure: revocation of direction and grant of request for variation. CHAPTER IV OPEN-ENDED INVESTMENT COMPANIES 262. Open-ended investment companies. 263. Amendment of section 716 Companies Act 1985. CHAPTER V RECOGNISED OVERSEAS SCHEMES Schemes constituted in other EEA States 264. Schemes constituted in other EEA States. 265. Representations and references to the Tribunal. 266. Disapplication of rules. 267. Power of Authority to suspend promotion of scheme. 268. Procedure on giving directions under section 267 and varying them on Authority’s own initiative. 269. Procedure on application for variation or revocation of direction. Schemes authorised in designated countries or territories 270. Schemes authorised in designated countries or territories. 271. Procedure. Individually recognised overseas schemes 272. Individually recognised overseas schemes. 273. Matters that may be taken into account. 274. Applications for recognition of individual schemes. 275. Determination of applications. 276. Procedure when refusing an application. 277. Alteration of schemes and changes of operator, trustee or depositary. Schemes recognised under sections 270 and 272 278. Rules as to scheme particulars. 279. Revocation of recognition. 280. Procedure. 281. Directions. 282. Procedure on giving directions under section 281 and varying them otherwise than as requested. Facilities and information in UK 283. Facilities and information in UK. CHAPTER VI INVESTIGATIONS 284. Power to investigate. (如需要中英文对照全文请联系我们或法律出版社) |